FINRA Imposes Fines on Investment Network, Inc. and CEO Gary Arnold for Multiple Violations
The Financial Industry Regulatory Authority (FINRA) has issued fines against Investment Network, Inc. (INI) and its CEO, Gary L. Arnold, following findings of misconduct related to the sale of private placement offerings of pre-initial public offering (pre-IPO) funds to retail customers. These violations occurred between October 2020 and May 2021....